578.0K XNAS Volume
XNAS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Corey Watton | Director | Purchase of securities on an exchange or from another person at price $ 7.84 per share. | 28 Mar 2025 | 300 | 1,800 (0%) | 0% | 7.8 | 2,352 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 7.96 per share. | 19 Mar 2025 | 10,000 | 40,000 (0%) | 0% | 8.0 | 79,624 | Common Stock |
| R. LaDuane Clifton | CFO & Treasurer | Sale of securities on an exchange or to another person at price $ 7.86 per share. | 13 Feb 2025 | 11,000 | 51,361 (0%) | 0% | 7.9 | 86,471 | Common Stock |
| Neil F. McFarlane | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 8.05 per share. | 13 Feb 2025 | 30,544 | 191,516 (0%) | 0% | 8.1 | 245,962 | Common Stock |
| Neil F. McFarlane | Director, President and CEO | Sale of securities on an exchange or to another person at price $ 7.86 per share. | 13 Feb 2025 | 61,273 | 222,060 (0%) | 0% | 7.9 | 481,428 | Common Stock |
| Timothy J. Sangiovanni | SVP, Finance & Corp Controller | Sale of securities on an exchange or to another person at price $ 7.86 per share. | 13 Feb 2025 | 3,000 | 16,341 (0%) | 0% | 7.9 | 23,588 | Common Stock |
| Joshua Schafer | CCO & EVP, Bus. Development | Sale of securities on an exchange or to another person at price $ 7.86 per share. | 13 Feb 2025 | 10,500 | 29,486 (0%) | 0% | 7.9 | 82,527 | Common Stock |
| Neil F. McFarlane | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 112,500 | 112,500 | - | - | Restricted Stock Unit | |
| Neil F. McFarlane | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Feb 2025 | 225,000 | 225,000 | - | - | Stock Option (right to buy) | |
| Neil F. McFarlane | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 233,333 | 283,333 (0%) | 0% | - | Common Stock | |
| Neil F. McFarlane | Director, President and CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 31 Jan 2025 | 233,333 | 466,667 | - | - | Restricted Stock Unit | |
| R. LaDuane Clifton | CFO & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 43,333 | 86,667 | - | - | Restricted Stock Unit | |
| R. LaDuane Clifton | CFO & Treasurer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 43,333 | 62,361 (0%) | 0% | - | Common Stock | |
| R. LaDuane Clifton | CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 68,000 | 68,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 34,000 | 34,000 | - | - | Restricted Stock Unit | |
| Timothy J. Sangiovanni | SVP, Finance & Corp Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 11,666 | 23,334 | - | - | Restricted Stock Unit | |
| Timothy J. Sangiovanni | SVP, Finance & Corp Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 38,000 | 38,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | SVP, Finance & Corp Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 19,000 | 19,000 | - | - | Restricted Stock Unit | |
| Timothy J. Sangiovanni | SVP, Finance & Corp Controller | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 11,666 | 19,341 (0%) | 0% | - | Common Stock | |
| Joshua Schafer | CCO & EVP, Bus. Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 34,000 | 34,000 | - | - | Restricted Stock Unit | |
| Joshua Schafer | CCO & EVP, Bus. Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 35,333 | 39,986 (0%) | 0% | - | Common Stock | |
| Joshua Schafer | CCO & EVP, Bus. Development | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 30 Jan 2025 | 35,333 | 70,667 | - | - | Restricted Stock Unit | |
| Joshua Schafer | CCO & EVP, Bus. Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 68,000 | 68,000 | - | - | Stock Option (right to buy) | |
| Rahsaan W. Thompson | Chief Legal & Compliance, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 68,000 | 68,000 | - | - | Stock Option (right to buy) | |
| Rahsaan W. Thompson | Chief Legal & Compliance, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 34,000 | 34,000 | - | - | Restricted Stock Unit | |
| Adrian Quartel | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 34,000 | 34,000 | - | - | Restricted Stock Unit | |
| Adrian Quartel | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jan 2025 | 68,000 | 68,000 | - | - | Stock Option (right to buy) | |
| Watton Corey | Director | Purchase of securities on an exchange or from another person at price $ 7.92 per share. | 11 Oct 2024 | 500 | 1,500 (0%) | 0% | 7.9 | 3,958 | Common Stock |
| R. LaDuane Clifton | CFO & Treasurer | Purchase of securities on an exchange or from another person at price $ 6.77 per share. | 17 Jul 2024 | 2,000 | 18,469 (0%) | 0% | 6.8 | 13,540 | Common Stock |
| D. | Director | Purchase of securities on an exchange or from another person at price $ 6.81 per share. | 16 Jul 2024 | 10,000 | 20,000 (0%) | 0% | 6.8 | 68,065 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.87 per share. | 12 Jul 2024 | 10,000 | 30,000 (0%) | 0% | 5.9 | 58,661 | Common Stock |
| Rahsaan W. Thompson | Chief Legal & Compliance, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jun 2024 | 200,000 | 200,000 | - | - | Restricted Stock Unit | |
| Tamara A. Favorito | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 49,200 | 49,200 | - | - | Stock Option (right to buy) | |
| Wendy L. Dixon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| Alvin Shih | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| D. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| John B. Bode | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| Douglas W. Calder | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| Corey Watton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 May 2024 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| Sangiovanni Timothy J. | SVP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 35,000 | 35,000 | - | - | Restricted Stock Unit | |
| McFarlane F. Neil | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 700,000 | 700,000 | - | - | Restricted Stock Unit | |
| Joshua Schafer | CCO & EVP, Bus. Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 106,000 | 106,000 | - | - | Restricted Stock Unit | |
| Sven Guenther | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 79,000 | 79,000 | - | - | Restricted Stock Unit | |
| Mickle Christal M M. | Chief Development Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 77,000 | 77,000 | - | - | Restricted Stock Unit | |
| Clifton LaDuane R. | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Jan 2024 | 130,000 | 130,000 | - | - | Restricted Stock Unit | |
| Alvin Shih | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2024 | 58,800 | 58,800 | - | - | Stock Option (right to buy) | |
| Thomas Anderson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Aug 2023 | 58,800 | 58,800 | - | - | Stock Option (right to buy) | |
| Corey Watton | Director | Purchase of securities on an exchange or from another person at price $ 5.95 per share. | 23 Jun 2023 | 275 | 1,000 (0%) | 0% | 5.9 | 1,636 | Common Stock |
| Corey Watton | Director | Purchase of securities on an exchange or from another person at price $ 5.52 per share. | 09 Jun 2023 | 325 | 725 (0%) | 0% | 5.5 | 1,794 | Common Stock |
| Tamara A. Favorito | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2023 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Corey Watton | Director | Purchase of securities on an exchange or from another person at price $ 5.10 per share. | 30 May 2023 | 400 | 400 (0%) | 0% | 5.1 | 2,042 | Common Stock |
| Joshua Schafer | CCO & EVP, Bus. Development | Purchase of securities on an exchange or from another person at price $ 5.42 per share. | 19 May 2023 | 1,000 | 3,000 (0%) | 0% | 5.4 | 5,416 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 4.94 per share. | 18 May 2023 | 51 | 11,053 (0%) | 0% | 4.9 | 252 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 4.95 per share. | 18 May 2023 | 689 | 13,742 (0%) | 0% | 4.9 | 3,410 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 4.95 per share. | 18 May 2023 | 2,000 | 13,053 (0%) | 0% | 5.0 | 9,900 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.04 per share. | 18 May 2023 | 4,759 | 7,449 (0%) | 0% | 5.0 | 23,985 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.04 per share. | 18 May 2023 | 1,000 | 2,690 (0%) | 0% | 5.0 | 5,040 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.04 per share. | 18 May 2023 | 300 | 1,690 (0%) | 0% | 5.0 | 1,512 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.04 per share. | 18 May 2023 | 1,390 | 1,390 (0%) | 0% | 5.0 | 6,999 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.05 per share. | 18 May 2023 | 2,451 | 10,000 (0%) | 0% | 5.1 | 12,378 | Common Stock |
| John B. Bode | Director | Purchase of securities on an exchange or from another person at price $ 5.05 per share. | 18 May 2023 | 100 | 7,549 (0%) | 0% | 5.1 | 505 | Common Stock |
| John B. Bode | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2023 | 58,800 | 58,800 | - | - | Stock Option (right to buy) | |
| Douglas W. Calder | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2023 | 58,800 | 58,800 | - | - | Stock Option (right to buy) | |
| Corey Watton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 May 2023 | 58,800 | 58,800 | - | - | Stock Option (right to buy) | |
| Tamara A. Favorito | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2023 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| Wendy L. Dixon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2023 | 36,300 | 36,300 | - | - | Stock Option (right to buy) | |
| Wendy L. Dixon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2023 | 22,500 | 22,500 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2023 | 39,200 | 39,200 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Apr 2023 | 49,200 | 49,200 | - | - | Stock Option (right to buy) | |
| Tamara A. Favorito | Director | Purchase of securities on an exchange or from another person at price $ 4.82 per share. | 17 Mar 2023 | 519 | 719 (0%) | 0% | 4.8 | 2,502 | Common Stock |
| Joshua Schafer | CCO & EVP, Bus. Development | Purchase of securities on an exchange or from another person at price $ 4.61 per share. | 14 Mar 2023 | 2,000 | 2,000 (0%) | 0% | 4.6 | 9,218 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 10 Mar 2023 | 1,725 | 11,002 (0%) | 0% | 4.2 | 7,159 | Common Stock |
| Timothy J. Sangiovanni | SVP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 4.14 per share. | 10 Mar 2023 | 100 | 4,449 (0%) | 0% | 4.1 | 414 | Common Stock |
| Timothy J. Sangiovanni | SVP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 4.14 per share. | 10 Mar 2023 | 1,100 | 4,349 (0%) | 0% | 4.1 | 4,554 | Common Stock |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 4.15 per share. | 09 Mar 2023 | 5,000 | 10,835 (0%) | 0% | 4.1 | 20,732 | Common Stock |
| Richard W. Pascoe | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 09 Mar 2023 | 10,000 | 29,973 (0%) | 0% | 4.2 | 41,978 | Common Stock |
| Matthew R. Plooster | Director | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 09 Mar 2023 | 11,000 | 18,500 (0%) | 0% | 4.2 | 46,148 | Common Stock |
| Richard W. Pascoe | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.44 per share. | 13 Jan 2023 | 9,500 | 19,973 (0%) | 0% | 5.4 | 51,679 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 5.82 per share. | 13 Jan 2023 | 610 | 9,252 (0%) | 0% | 5.8 | 3,550 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 5.60 per share. | 13 Jan 2023 | 25 | 9,277 (0%) | 0% | 5.6 | 140 | Common Stock |
| Richard W. Pascoe | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2023 | 700,000 | 700,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2023 | 459,726 | 459,726 | - | - | Stock Option (right to buy) | |
| Sven Guenther | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2023 | 306,000 | 306,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | Chief Product Dev. Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2023 | 300,000 | 300,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | SVP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2023 | 136,986 | 136,986 | - | - | Stock Option (right to buy) | |
| Joshua Schafer | CCO & EVP, Bus. Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jan 2023 | 300,000 | 300,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 5.98 per share. | 30 Sep 2022 | 600 | 7,709 (0%) | 0% | 6.0 | 3,588 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 5.98 per share. | 30 Sep 2022 | 400 | 8,109 (0%) | 0% | 6.0 | 2,393 | Common Stock |
| David S. Tierney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Tamara A. Seymour | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Jun 2022 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 4.39 per share. | 25 May 2022 | 2,000 | 5,835 (0%) | 0% | 4.4 | 8,780 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 4.36 per share. | 25 May 2022 | 2,000 | 38,521 (0%) | 0% | 4.4 | 8,711 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 4.38 per share. | 25 May 2022 | 1,000 | 39,521 (0%) | 0% | 4.4 | 4,385 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 4.39 per share. | 25 May 2022 | 10,000 | 11,034 (0%) | 0% | 4.4 | 43,900 | Common Stock |
| Tamara A. Seymour | Director | Purchase of securities on an exchange or from another person at price $ 4.87 per share. | 20 May 2022 | 200 | 200 (0%) | 0% | 4.9 | 974 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.91 per share. | 18 May 2022 | 400 | 4,085 (0%) | 0% | 4.9 | 1,964 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.90 per share. | 18 May 2022 | 100 | 3,685 (0%) | 0% | 4.9 | 490 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.90 per share. | 18 May 2022 | 300 | 3,585 (0%) | 0% | 4.9 | 1,470 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.91 per share. | 18 May 2022 | 400 | 4,485 (0%) | 0% | 4.9 | 1,964 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.92 per share. | 18 May 2022 | 1,767 | 6,252 (0%) | 0% | 4.9 | 8,694 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.93 per share. | 18 May 2022 | 1,700 | 7,952 (0%) | 0% | 4.9 | 8,381 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 4.94 per share. | 18 May 2022 | 333 | 8,285 (0%) | 0% | 4.9 | 1,645 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 5.00 per share. | 18 May 2022 | 1,200 | 6,440 (0%) | 0% | 5.0 | 5,999 | Common Stock |
| Matthew R. Plooster | Director | Purchase of securities on an exchange or from another person at price $ 4.94 per share. | 18 May 2022 | 695 | 3,195 (0%) | 0% | 4.9 | 3,433 | Common Stock |
| Matthew R. Plooster | Director | Purchase of securities on an exchange or from another person at price $ 4.95 per share. | 18 May 2022 | 915 | 4,110 (0%) | 0% | 4.9 | 4,529 | Common Stock |
| Matthew R. Plooster | Director | Purchase of securities on an exchange or from another person at price $ 4.96 per share. | 18 May 2022 | 3,051 | 7,161 (0%) | 0% | 5.0 | 15,133 | Common Stock |
| Matthew R. Plooster | Director | Purchase of securities on an exchange or from another person at price $ 4.97 per share. | 18 May 2022 | 339 | 7,500 (0%) | 0% | 5.0 | 1,685 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 127,286 | 127,286 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 83,486 | 83,486 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 83,486 | 83,486 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 267,156 | 267,156 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | VP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Feb 2022 | 50,092 | 50,092 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 8.44 per share. | 01 Dec 2021 | 2,500 | 2,500 (0%) | 0% | 8.4 | 21,100 | Common Stock |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 7.79 per share. | 30 Nov 2021 | 2,000 | 3,835 (0%) | 0% | 7.8 | 15,578 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 7.88 per share. | 30 Nov 2021 | 1,500 | 3,285 (0%) | 0% | 7.9 | 11,822 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 8.29 per share. | 18 Nov 2021 | 510 | 5,240 (0%) | 0% | 8.3 | 4,228 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 8.23 per share. | 18 Nov 2021 | 2,250 | 36,521 (0%) | 0% | 8.2 | 18,516 | Common Stock |
| Richard W. Pascoe | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Nov 2021 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 9.38 per share. | 29 Sep 2021 | 215 | 4,730 (0%) | 0% | 9.4 | 2,017 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 8.59 per share. | 20 Sep 2021 | 935 | 4,515 (0%) | 0% | 8.6 | 8,028 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 9.10 per share. | 01 Sep 2021 | 230 | 3,580 (0%) | 0% | 9.1 | 2,094 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 8.92 per share. | 30 Aug 2021 | 5,000 | 34,271 (0%) | 0% | 8.9 | 44,608 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 82,423 | 82,423 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 81,716 | 81,716 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 6,287 | 0 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 96,153 | 23,354 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 96,153 | 96,153 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 7,701 | 0 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 7,701 | 31,055 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 1,341 | 0 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 1,341 | 32,396 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Other type of transaction at price $ 0.00 per share. | 20 Aug 2021 | 3,125 | 29,271 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 263,743 | 263,743 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | VP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Aug 2021 | 44,023 | 44,023 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 14.11 per share. | 23 Jun 2021 | 75 | 3,350 (0%) | 0% | 14.1 | 1,058 | Common Stock |
| David S. Tierney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2021 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 14.43 per share. | 14 Jun 2021 | 1,500 | 119,507 (0%) | 0% | 14.4 | 21,645 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 9.85 per share. | 27 May 2021 | 150 | 3,275 (0%) | 0% | 9.9 | 1,478 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.84 per share. | 26 Aug 2020 | 1,000 | 50,000 (0%) | 0% | 0.8 | 839 | Common Stock |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 0.64 per share. | 18 Aug 2020 | 2,500 | 21,872 (0%) | 0% | 0.6 | 1,607 | Common Stock |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 0.66 per share. | 18 Aug 2020 | 1,000 | 29,372 (0%) | 0% | 0.7 | 665 | Common Stock |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 0.66 per share. | 18 Aug 2020 | 4,500 | 28,372 (0%) | 0% | 0.7 | 2,970 | Common Stock |
| David S. Tierney | Director | Purchase of securities on an exchange or from another person at price $ 0.64 per share. | 18 Aug 2020 | 2,000 | 23,872 (0%) | 0% | 0.6 | 1,290 | Common Stock |
| Richard W. Pascoe | Director | Purchase of securities on an exchange or from another person at price $ 0.63 per share. | 18 Aug 2020 | 7,200 | 25,773 (0%) | 0% | 0.6 | 4,565 | Common Stock |
| Richard W. Pascoe | Director | Purchase of securities on an exchange or from another person at price $ 0.64 per share. | 18 Aug 2020 | 1,800 | 28,573 (0%) | 0% | 0.6 | 1,152 | Common Stock |
| Richard W. Pascoe | Director | Purchase of securities on an exchange or from another person at price $ 0.64 per share. | 18 Aug 2020 | 1,000 | 26,773 (0%) | 0% | 0.6 | 635 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.70 per share. | 18 Aug 2020 | 2,000 | 49,000 (0%) | 0% | 0.7 | 1,390 | Common Stock |
| David S. Tierney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2020 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.19 per share. | 11 Jun 2020 | 1,500 | 47,000 (0%) | 0% | 0.2 | 288 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.19 per share. | 02 Jun 2020 | 110,000 | 1,888,117 (3%) | 0% | 0.2 | 20,790 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.18 per share. | 26 May 2020 | 11,500 | 45,500 (0%) | 0% | 0.2 | 2,105 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.22 per share. | 25 Mar 2020 | 1,000 | 34,000 (0%) | 0% | 0.2 | 218 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 0.20 per share. | 13 Mar 2020 | 4,000 | 18,000 (0%) | 0% | 0.2 | 800 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.25 per share. | 11 Mar 2020 | 8,000 | 33,000 (0%) | 0% | 0.3 | 2,010 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 0.26 per share. | 09 Mar 2020 | 7,657 | 14,000 (0%) | 0% | 0.3 | 1,953 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 0.30 per share. | 09 Mar 2020 | 10 | 6,343 (0%) | 0% | 0.3 | 3 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 0.25 per share. | 09 Mar 2020 | 333 | 6,333 (0%) | 0% | 0.2 | 83 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 2,500 | 1,778,117 (3%) | 0% | 0.3 | 825 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 4,500 | 1,775,617 (3%) | 0% | 0.3 | 1,484 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 3,000 | 1,771,117 (3%) | 0% | 0.3 | 990 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 4,500 | 1,768,117 (3%) | 0% | 0.3 | 1,502 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 4,500 | 1,763,617 (3%) | 0% | 0.3 | 1,499 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 3,000 | 1,756,117 (3%) | 0% | 0.3 | 1,003 | Common Stock |
| Travis C. Mickle | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 05 Mar 2020 | 3,000 | 1,759,117 (3%) | 0% | 0.3 | 1,002 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2020 | 160,000 | 160,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2020 | 160,000 | 160,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2020 | 420,000 | 420,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | VP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2020 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 0.39 per share. | 31 Dec 2019 | 10,000 | 40,000 (0%) | 0% | 0.4 | 3,884 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 0.39 per share. | 31 Dec 2019 | 10,000 | 30,000 (0%) | 0% | 0.4 | 3,900 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.42 per share. | 27 Dec 2019 | 5,000 | 17,750 (0%) | 0% | 0.4 | 2,085 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.42 per share. | 27 Dec 2019 | 2,250 | 25,000 (0%) | 0% | 0.4 | 938 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.42 per share. | 27 Dec 2019 | 5,000 | 22,750 (0%) | 0% | 0.4 | 2,088 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2019 | 36,000 | 36,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2019 | 56,000 | 56,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2019 | 36,000 | 36,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2019 | 36,000 | 36,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | VP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Nov 2019 | 36,000 | 36,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 25 Sep 2019 | 3,650 | 12,750 (0%) | 0% | 0.7 | 2,720 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 24 Sep 2019 | 10,000 | 1,713,117 (3%) | 0% | 0.8 | 7,839 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 24 Sep 2019 | 5,000 | 1,718,117 (3%) | 0% | 0.8 | 3,922 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.79 per share. | 24 Sep 2019 | 5,000 | 1,753,117 (3%) | 0% | 0.8 | 3,938 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 24 Sep 2019 | 5,000 | 1,748,117 (3%) | 0% | 0.8 | 3,919 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.79 per share. | 24 Sep 2019 | 5,000 | 1,743,117 (3%) | 0% | 0.8 | 3,939 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 24 Sep 2019 | 5,000 | 1,738,117 (3%) | 0% | 0.8 | 3,977 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.79 per share. | 24 Sep 2019 | 15,000 | 1,733,117 (3%) | 0% | 0.8 | 11,849 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 0.74 per share. | 24 Sep 2019 | 3,000 | 6,000 (0%) | 0% | 0.7 | 2,220 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.86 per share. | 16 Sep 2019 | 100 | 4,200 (0%) | 0% | 0.9 | 86 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.89 per share. | 16 Sep 2019 | 4,900 | 9,100 (0%) | 0% | 0.9 | 4,339 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.95 per share. | 11 Sep 2019 | 500 | 4,100 (0%) | 0% | 0.9 | 473 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 0.82 per share. | 09 Sep 2019 | 2,000 | 12,000 (0%) | 0% | 0.8 | 1,633 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 09 Sep 2019 | 3,000 | 15,000 (0%) | 0% | 0.8 | 2,410 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 0.83 per share. | 09 Sep 2019 | 5,000 | 20,000 (0%) | 0% | 0.8 | 4,126 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 0.77 per share. | 06 Sep 2019 | 850 | 3,600 (0%) | 0% | 0.8 | 652 | Common Stock |
| David S. Tierney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 6,428 | 19,372 (0%) | 0% | 0 | Common Stock | |
| Richard W. Pascoe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 8,928 | 18,573 (0%) | 0% | 0 | Common Stock | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 7,857 | 20,899 (0%) | 0% | 0 | Common Stock | |
| Danny L. Thompson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 8,214 | 31,727 (0%) | 0% | 0 | Common Stock | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jun 2019 | 7,857 | 24,512 (0%) | 0% | 0 | Common Stock | |
| David S. Tierney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2019 | 6,944 | 12,944 (0%) | 0% | 0 | Common Stock | |
| Richard W. Pascoe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2019 | 9,645 | 9,645 (0%) | 0% | 0 | Common Stock | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2019 | 8,487 | 13,042 (0%) | 0% | 0 | Common Stock | |
| Danny L. Thompson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2019 | 8,873 | 23,513 (0%) | 0% | 0 | Common Stock | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2019 | 8,487 | 16,655 (0%) | 0% | 0 | Common Stock | |
| David S. Tierney | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Apr 2019 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Feb 2019 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2019 | 160,000 | 160,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2019 | 160,000 | 160,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2019 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2019 | 420,000 | 420,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2019 | 100,000 | 100,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | VP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Feb 2019 | 60,000 | 60,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Oct 2018 | 18,139 | 123,217 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Oct 2018 | 32,172 | 1,679,978 (10%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Oct 2018 | 18,139 | 1,698,117 (10%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.55 per share. | 12 Oct 2018 | 5,000 | 1,703,117 (6%) | 0% | 2.6 | 12,764 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 12 Oct 2018 | 32,172 | 21,466 (0%) | 0% | 0 | Common Stock | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 2.54 per share. | 11 Oct 2018 | 650 | 2,750 (0%) | 0% | 2.5 | 1,652 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 11 Oct 2018 | 1,500 | 3,000 (0%) | 0% | 2.5 | 3,750 | Common Stock |
| Timothy J. Sangiovanni | VP, Corporate Controller | Purchase of securities on an exchange or from another person at price $ 2.55 per share. | 11 Oct 2018 | 1,500 | 1,500 (0%) | 0% | 2.6 | 3,825 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 2.65 per share. | 10 Oct 2018 | 1,000 | 9,000 (0%) | 0% | 2.6 | 2,647 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 2.60 per share. | 10 Oct 2018 | 2,000 | 8,000 (0%) | 0% | 2.6 | 5,200 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 2.61 per share. | 10 Oct 2018 | 1,000 | 10,000 (0%) | 0% | 2.6 | 2,610 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 6.10 per share. | 31 May 2018 | 525 | 2,100 (0%) | 0% | 6.1 | 3,203 | Common Stock |
| David S. Tierney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 May 2018 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 6.45 per share. | 15 May 2018 | 200 | 1,450 (0%) | 0% | 6.5 | 1,290 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 6.45 per share. | 15 May 2018 | 5,500 | 35,500 (0%) | 0% | 6.4 | 35,450 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 6.45 per share. | 15 May 2018 | 2,000 | 2,000 (0%) | 0% | 6.4 | 12,891 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 6.45 per share. | 15 May 2018 | 200 | 1,450 (0%) | 0% | 6.5 | 1,290 | Common Stock |
| Danny L. Thompson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Mar 2018 | 3,333 | 0 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | None | Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.65 per share. | 23 Mar 2018 | 2,026 | 14,640 (0%) | 0% | 7.7 | 15,499 | Common Stock |
| Danny L. Thompson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.65 per share. | 23 Mar 2018 | 3,333 | 16,666 (0%) | 0% | 4.6 | 15,498 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 225,000 | 225,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Timothy J. Sangiovanni | VP, Corporate Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jan 2018 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 3.85 per share. | 27 Nov 2017 | 2,055 | 32,500 (0%) | 0% | 3.9 | 7,912 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Nov 2017 | 1,250 | 1,250 (0%) | 0% | 0 | Common Stock | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Nov 2017 | 1,250 | 1,250 (0%) | 0% | 0 | Common Stock | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Gift of securities by or to the insider at price $ 0.00 per share. | 27 Nov 2017 | 2,500 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 3.70 per share. | 27 Nov 2017 | 1,145 | 26,145 (0%) | 0% | 3.7 | 4,237 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 3.75 per share. | 27 Nov 2017 | 1,310 | 27,455 (0%) | 0% | 3.8 | 4,913 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 3.80 per share. | 27 Nov 2017 | 2,990 | 30,445 (0%) | 0% | 3.8 | 11,362 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 3.78 per share. | 25 Sep 2017 | 300 | 1,575 (0%) | 0% | 3.8 | 1,133 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 2.61 per share. | 24 Aug 2017 | 2,000 | 5,000 (0%) | 0% | 2.6 | 5,227 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 2.55 per share. | 24 Aug 2017 | 1,000 | 3,000 (0%) | 0% | 2.6 | 2,550 | Common Stock |
| Gordon K. Johnson | Chief Business Officer | Purchase of securities on an exchange or from another person at price $ 2.63 per share. | 24 Aug 2017 | 1,000 | 6,000 (0%) | 0% | 2.6 | 2,626 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 2.58 per share. | 24 Aug 2017 | 5,000 | 25,000 (0%) | 0% | 2.6 | 12,882 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jun 2017 | 18,194 | 1,647,806 (11%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jun 2017 | 32,269 | 1,629,612 (11%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 3.45 per share. | 20 Jun 2017 | 8,000 | 17,050 (0%) | 0% | 3.4 | 27,592 | Common Stock |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jun 2017 | 18,194 | 141,356 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 20 Jun 2017 | 32,269 | 53,638 (0%) | 0% | 0 | Common Stock | |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 3.30 per share. | 19 Jun 2017 | 275 | 1,275 (0%) | 0% | 3.3 | 908 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 25 May 2017 | 1,974 | 19,474 (0%) | 0% | 4.1 | 8,093 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 4.14 per share. | 25 May 2017 | 526 | 20,000 (0%) | 0% | 4.1 | 2,180 | Common Stock |
| David S. Tierney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2017 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 4.33 per share. | 29 Mar 2017 | 1,500 | 16,500 (0%) | 0% | 4.3 | 6,502 | Common Stock |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Purchase of securities on an exchange or from another person at price $ 4.70 per share. | 29 Mar 2017 | 1,000 | 17,500 (0%) | 0% | 4.7 | 4,700 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 24 Mar 2017 | 900 | 900 (0%) | 0% | 4.2 | 3,819 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Purchase of securities on an exchange or from another person at price $ 4.24 per share. | 24 Mar 2017 | 100 | 1,000 (0%) | 0% | 4.2 | 424 | Common Stock |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 22 Mar 2017 | 2,000 | 9,050 (0%) | 0% | 4.1 | 8,199 | Common Stock |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 144,905 | 1,526,081 (10%) | 0% | 0 | Common Stock | |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 71,262 | 1,597,343 (10%) | 0% | 0 | Common Stock | |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 144,905 | 85,907 (0%) | 0% | 0 | Common Stock | |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 71,262 | 159,550 (1%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 71,262 | 159,550 (1%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 144,905 | 85,907 (0%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 71,262 | 1,597,343 (10%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 22 Mar 2017 | 144,905 | 1,526,081 (10%) | 0% | 0 | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 22 Mar 2017 | 2,000 | 9,050 (0%) | 0% | 4.1 | 8,199 | Common Stock |
| David S. Tierney | None | Purchase of securities on an exchange or from another person at price $ 4.20 per share. | 20 Mar 2017 | 1,000 | 6,000 (0%) | 0% | 4.2 | 4,200 | Common Stock |
| R. LaDuane Clifton | CFO, Secretary & Treasurer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | EVP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 225,000 | 225,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP, Operations & Product Dvlp., Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 30,000 | 30,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 225,000 | 225,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Daniel L. Cohen | EVP, Govt. & Public Relations | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Jan 2017 | 75,000 | 75,000 | - | - | Stock Option (right to buy) | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Nov 2016 | 747 | 10,747 | - | - | Common Stock | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 30 Nov 2016 | 4,253 | 15,000 | - | - | Common Stock | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2016 | 1,000 | 6,310 | - | - | Common Stock | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2016 | 1,310 | 1,310 | - | - | Common Stock | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2016 | 3,690 | 10,000 | - | - | Common Stock | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2016 | 2,000 | 5,310 | - | - | Common Stock | |
| Daniel L. Cohen | EVP, Govt and Public Relations | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 02 Sep 2016 | 2,000 | 3,310 | - | - | Common Stock | |
| Christal M M. Mickle | VP Prod Dev, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2016 | 5,000 | 7,050 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 17 Aug 2016 | 5,000 | 7,050 | - | - | Common Stock | |
| David S. Tierney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Joseph B. Saluri | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 May 2016 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Apr 2016 | 13,333 | 13,333 | - | - | Common Stock | |
| Danny L. Thompson | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 04 Apr 2016 | 13,333 | 0 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP Prod Dev, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Mar 2016 | 400 | 33,614 | - | - | Common Stock | |
| Christal M M. Mickle | VP Prod Dev, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Mar 2016 | 2,050 | 2,050 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Mar 2016 | 400 | 33,614 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 29 Mar 2016 | 2,050 | 2,050 | - | - | Common Stock | |
| R. LaDuane Clifton | Chief Financial Officer & Sec | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Tracy M. Woody | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | Exec VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP Prod Dev, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP Prod Dev, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 150,000 | 150,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 20,000 | 20,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Feb 2016 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | None | 10 Feb 2016 | 51 | 8,168 | - | - | Common Stock | ||
| Matthew R. Plooster | None | 10 Feb 2016 | 3,572 | 8,117 | - | - | Common Stock | ||
| Matthew R. Plooster | None | 10 Feb 2016 | 51 | 0 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Matthew R. Plooster | None | 10 Feb 2016 | 3,572 | 0 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 28 Oct 2015 | 4,316 | 0 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 243,880 | 33,214 | - | - | Common Stock | |
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 243,880 | 243,880 | - | - | Common Stock | |
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 157,197 | 1,381,176 | - | - | Common Stock | |
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 157,197 | 157,197 | - | - | Common Stock | |
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 28 Oct 2015 | 4,316 | 100,604 | - | - | Common Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 28 Oct 2015 | 4,316 | 0 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 157,197 | 1,381,176 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 157,197 | 157,197 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 243,880 | 33,214 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 28 Oct 2015 | 243,880 | 243,880 | - | - | Common Stock | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 28 Oct 2015 | 4,316 | 100,604 | - | - | Common Stock | ||
| R. LaDuane Clifton | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 15,000 | 15,000 | - | - | Stock Option (right to buy) | |
| Sven Guenther | Exec VP R&D | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 50,000 | 50,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 220,000 | 220,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 220,000 | 220,000 | - | - | Stock Option (right to buy) | |
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Sep 2015 | 25,000 | 25,000 | - | - | Stock Option (right to buy) | |
| David S. Tierney | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Richard W. Pascoe | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Joseph Saluri | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Danny L. Thompson | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2015 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Matthew R. Plooster | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Aug 2015 | 12,000 | 12,000 | - | - | Stock Option (right to buy) | |
| R. LaDuane Clifton | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2015 | 45,000 | 45,000 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Jun 2015 | 160,000 | 160,000 | - | - | Stock Option (right to buy) | |
| Tracy M. Woody | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2015 | 82,035 | 82,035 | - | - | Stock Option (right to buy) | |
| Gordon K. Johnson | COO & CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 May 2015 | 88,000 | 88,000 | - | - | Stock Option (right to buy) | |
| David S. Tierney | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Apr 2015 | 5,000 | 5,000 | - | - | Common Stock | |
| Joseph Saluri | None | 21 Apr 2015 | 16,130 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Joseph Saluri | None | 21 Apr 2015 | 18,044 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Joseph Saluri | None | 21 Apr 2015 | 4,555 | 4,555 | - | - | Common Stock | ||
| Sven Guenther | Exec VP R&D | 21 Apr 2015 | 26,355 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Sven Guenther | Exec VP R&D | 21 Apr 2015 | 16,129 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Sven Guenther | Exec VP R&D | 21 Apr 2015 | 136,410 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Sven Guenther | Exec VP R&D | 21 Apr 2015 | 23,852 | 43,852 | - | - | Common Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 527,093 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 6,203 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 51,332 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 44,873 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 137,541 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 32,371 | 0 | - | - | Warrant to Purchase Series D Preferred Stock (right to buy) | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 4,316 | 4,316 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 5,983 | 277,094 | - | - | Common Stock | ||
| Christal M M. Mickle | VP Operations & Prod Dev, Ten Percent Owner | 21 Apr 2015 | 96,288 | 96,288 | - | - | Common Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 527,093 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 6,203 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 51,332 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 44,873 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 137,541 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 32,371 | 0 | - | - | Warrant to Purchase Series D Preferred Stock (right to buy) | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 4,316 | 4,316 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 5,983 | 277,094 | - | - | Common Stock | ||
| Travis C. Mickle | Director, President & CEO, Ten Percent Owner | 21 Apr 2015 | 96,288 | 96,288 | - | - | Common Stock | ||
| Gordon K. Johnson | COO & CFO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 21 Apr 2015 | 2,000 | 2,000 | - | - | Common Stock | |
| Danny L. Thompson | None | 21 Apr 2015 | 26,355 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 16,129 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 12,820 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 269,959 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 161,290 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 256,410 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 7,373 | 7,373 | - | - | Common Stock | ||
| Danny L. Thompson | None | 21 Apr 2015 | 91,687 | 91,687 | - | - | Common Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 25,642 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 8,456 | 0 | - | - | Series D Convertible Preferred Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 8,381 | 0 | - | - | Series C Convertible Preferred Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 1,701,011 | 0 | - | - | Series A Convertible Preferred Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 1,511,279 | 0 | - | - | Series B Convertible Preferred Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 384 | 0 | - | - | Warrant to Purchase Series D Preferred Stock (right to buy) | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 51 | 51 | - | - | Warrant to Purchase Common Stock (right to buy) | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 4,545 | 4,545 | - | - | Common Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 1,117 | 1,117 | - | - | Common Stock | ||
| Matthew R. Plooster | None | 21 Apr 2015 | 428,304 | 428,304 | - | - | Common Stock | ||
| R. LaDuane Clifton | VP Fin & Corp Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Apr 2015 | 21,333 | 21,333 | - | - | Stock Option (right to buy) |